SEC Form 4 · accession 0001003344-16-000110
HEADWATERS INC · HW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harlan M Hatfield
Officer — General Counsel
Period of report
Nov 28, 2016
Accepted (ET)
Nov 28, 2016 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Stock | Nov 28, 2016 | S | 1,860 | $23.7005 | D | 53,868 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sale proceeds are for the payment of taxes due upon vesting of incentive stock awards.