SEC Form 4 · accession 0001003344-16-000083
HEADWATERS INC · HW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirk A Benson
Officer — Chief Executive Officer · Director
Period of report
Feb 1, 2016
Accepted (ET)
Apr 1, 2016 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003344
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible DebtF5,F1,F3,F4 | — | Feb 1, 2016 | J | — | D | — | — | Common Stock | — | — | D |
Explanation of responses
- F1The Company redeemed the Reporting Person's 8.75% convertible notes on the same terms as other third-party redemptions of the same series of convertible notes.
- F2The Company redeemed the Reporting Person's 8.75% convertible notes on the same terms as other third-party redemptions of the same series of convertible notes.
- F3The Company redeemed the Reporting Person's 8.75% convertible notes on the same terms as other third-party redemptions of the same series of convertible notes.
- F4The Company redeemed the Reporting Person's 8.75% convertible notes on the same terms as other third-party redemptions of the same series of convertible notes.
- F5The Company redeemed the Reporting Person's 8.75% convertible notes on the same terms as other third-party redemptions of the same series of convertible notes.