SEC Form 4 · accession 0001003344-16-000078
HEADWATERS INC · HW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Chieffe
Director
Period of report
Feb 5, 2016
Accepted (ET)
Feb 5, 2016 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DCP Shares | Feb 5, 2016 | J | 2,539 | $16.5774 | A | 11,666 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person has elected that certain cash-based deferred compensation plan contribution proceeds be allocated to a deemed investment in issuer stock . The reporting person has a contract right to receive issuer stock upon separation from service .