SEC Form 4 · accession 0001003344-15-000042
HEADWATERS INC · HW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Blake O Fisher Jr.
Director
Period of report
Aug 7, 2015
Accepted (ET)
Aug 7, 2015 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003344
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| DCP Shares | Aug 7, 2015 | J | 946 | $20.9157 | A | 28,203 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person has elected that certain cash-based deferred compensation plan contribution proceeds be allocated to a deemed investment in issuer stock . The reporting person has a contract right to receive issuer stock upon separation from service .