SEC Form 4 · accession 0001003214-15-000047
SILICON IMAGE INC · SIMG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley Mbugua
Officer — Corporate Controller · Other
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 8:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2015 | U | 650 | $7.30 | D | 29,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $5.35 | holding | — | — | — | Aug 15, 2014 | Aug 15, 2020 | Common Stock | 4,050 | 4,050 | D |
Explanation of responses
- F1Includes 1,025 restricted stock units not yet vested, from an original award of 4,100 restricted stock units granted on 9/15/2011, which vest as to 25% of the award on each annual anniversary of the grant date, and which award was assumed at the closing of the merger of Cayabyab Merger Company, a Delaware corporation, and a wholly owned subsidiary of Lattice Semiconductor Corporation, a Delaware corporation ("Lattice")with and into the Issuer (the "Merger"), and replaced with an equal number of unvested restricted stock units of Lattice with the same vesting schedule; includes 1,000 restricted stock units not yet vested, from an original award of 2,000 restricted stock units granted on 7/16/2012, which vest as to 25% on each annual anniversary of the grant date, assumed at the closing of the, and replaced with an equal number of unvested restricted stock units of Lattice Semiconductor with the same vesting schedule; includes 2,025 restricted stock units not yet vested, from an origina
- F2This option, which provided for vesting 1/4th after one year and monthly thereafter, was assumed at the closing of the merger of Cayabyab Merger Company, a Delaware corporation, and a wholly owned subsidiary of Lattice Semiconductor Corporation, a Delaware corporation ("Lattice")with and into the Issuer, and replaced with an option to purchase shares of Lattice common stock at $4.88 per share.