SEC Form 4 · accession 0001225208-18-015123
MMA Capital Holdings, Inc. · MMAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Falcone
Officer — Chief Exectuive Officer · Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 1, 2018 | M | 30,000 | $1.80 | A | 310,185 | D | |
| CommonF1 | Nov 1, 2018 | F | 13,087 | $25.55 | D | 297,098 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common sharesF2 | $1.80 | Nov 1, 2018 | M | 30,000 | D | Apr 24, 2012 | Apr 24, 2022 | Common | 30,000 | 60,000 | D |
Explanation of responses
- F1Withholding of shares to cover exercise price and taxes of optionee
- F2Exercise of options pursuant to a Rule 10b5-1 plan