SEC Form 4 · accession 0001225208-18-013635
MMA Capital Holdings, Inc. · MMAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Christopher Hunt
Director
Period of report
Sep 18, 2018
Accepted (ET)
Sep 20, 2018 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Sep 18, 2018 | P | 1,000 | $27.8502 | A | 8,500 | D | |
| CommonF1 | Sep 20, 2018 | P | 1,000 | $27.7539 | A | 9,500 | D | |
| Common | holding | — | — | — | 3,215 | I | By Spouse | |
| CommonF2 | holding | — | — | — | 250,000 | I | See Footnote 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchased pursuant to a Rule 10b5-1 plan
- F2The shares are owned directly by Hunt FS Holdings I LLC ("Hunt FSH I"), an indirect subsidiary of Hunt Companies, Inc. ("Hunt"). Hunt is owned and controlled by memebrs of the Hunt family and trusts for the benefit of the Hunt Family. Mr. Hunt may be deemed to share voting and investment power with respect to the shares of common stock owned directly by Hunt FSH I by virtue of being a member of the board of directors of Hunt and the Chief Executive Officer, President and Chief Investment Officer of Hunt. Mr. Hunt disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. The filing of this statement shall not be determined to be an admission that, for purposes of Section 16 of the Securities and Exchange Act of 1934 or otherwise, Mr. Hunt is the beneficial owner of any securities reported herein.