SEC Form 4 · accession 0001225208-18-010003
MMA Capital Holdings, Inc. · MMAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary A Mentesana
Officer — Executive Vice President
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | May 29, 2018 | P | 500 | $27.88 | A | 173,288 | D | |
| CommonF1 | May 31, 2018 | P | 500 | $26.995 | A | 173,788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common shares | $1.35 | holding | — | — | — | Jan 7, 2010 | Jan 7, 2020 | Common | 70,000 | 70,000 | D |
| Options to purchase common shares | $1.80 | holding | — | — | — | Mar 29, 2012 | Mar 29, 2022 | Common | 100,000 | 100,000 | D |
Explanation of responses
- F1Purchased pursuant to a Rule 10b5-1 plan