SEC Form 4 · accession 0001225208-16-041881
MMA Capital Holdings, Inc. · MMAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Preston Grant III
Director
Period of report
Jun 30, 2016
Accepted (ET)
Nov 16, 2016 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Jun 30, 2016 | A | 494 | $17.7054 | A | 11,194 | D | |
| CommonF3,F2 | Sep 30, 2016 | A | 480 | $18.2394 | A | 11,674 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amount represents a grant of deferred shares in lieu of director fees pursuant to the company's Non-Employee Directors' Share Plan.
- F2The share price is based on the weighted average per common share price for the preceeding thirty days.
- F3Deferred Share Award pursuant to the Nonemployee Directors' Compensation Plan