SEC Form 4 · accession 0001225208-16-031170
MMA Capital Holdings, Inc. · MMAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary A Mentesana
Officer — Executive Vice President
Period of report
Mar 22, 2016
Accepted (ET)
Apr 6, 2016 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Mar 22, 2016 | P | 1,000 | $15.63 | A | 149,526 | D | |
| Common | Mar 24, 2016 | P | 1,000 | $15.8999 | A | 150,526 | D | |
| Common | Mar 29, 2016 | P | 1,000 | $16.00 | A | 151,526 | D | |
| Common | Mar 31, 2016 | P | 100 | $16.35 | A | 151,626 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common shares | $1.35 | holding | — | — | — | Jan 7, 2010 | Jan 7, 2020 | Common | 70,000 | 70,000 | D |
| Options to purchase common shares | $1.80 | holding | — | — | — | Mar 29, 2012 | Mar 29, 2022 | Common | 100,000 | 100,000 | D |