SEC Form 4 · accession 0001225208-16-028343
MMA Capital Holdings, Inc. · MMAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary A Mentesana
Officer — Executive Vice President
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 23, 2016 | P | 700 | $14.48 | A | 140,435 | D | |
| CommonF1 | Feb 25, 2016 | P | 500 | $14.554 | A | 140,935 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common shares | $1.35 | holding | — | — | — | Jan 7, 2010 | Jan 7, 2020 | Common | 70,000 | 70,000 | D |
| Options to purchase common shares | $1.80 | holding | — | — | — | Mar 29, 2012 | Mar 29, 2022 | Common | 100,000 | 100,000 | D |
Explanation of responses
- F1Purchased pursuant to a Rule 10b5-1 Plan