SEC Form 4 · accession 0001225208-15-009915
MMA Capital Holdings, Inc. · MMAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Falcone
Officer — CEO and President · Director
Period of report
Apr 7, 2015
Accepted (ET)
Apr 9, 2015 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Apr 7, 2015 | P | 400 | $9.8925 | A | 117,706 | D | |
| CommonF1 | Apr 9, 2015 | P | 400 | $9.8875 | A | 118,106 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase common shares | $1.80 | holding | — | — | — | Apr 24, 2012 | Apr 24, 2022 | Common | 140,000 | 140,000 | D |
| Options to purchase common shares | $1.15 | holding | — | — | — | May 10, 2010 | May 10, 2020 | Common | 100,000 | 100,000 | D |
Explanation of responses
- F1Purchased pursuant to a 10b5-1 Plan