SEC Form 5 · accession 0001003078-18-000216
MSC INDUSTRIAL DIRECT CO INC · MSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik Gershwind
Officer — President and CEO · Director
Period of report
Sep 1, 2018
Accepted (ET)
Oct 3, 2018 · 10:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003078
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F3,F1 | — | Jun 18, 2018 | G | 7,018 | D | — | — | Class A Common Stock, $0.001 par value | 7,018 | 80,630 | I |
| Class B Common StockF4,F1 | — | Jun 18, 2018 | G | 7,019 | A | — | — | Class A Common Stock, $0.001 par value | 7,019 | 45,547 | I |
| Class B Common StockF3,F1 | — | Jul 5, 2018 | G | 9,313 | D | — | — | Class A Common Stock, $0.001 par value | 9,313 | 71,317 | I |
| Class B Common StockF5,F1 | — | holding | — | — | — | — | — | Class A Common Stock, $0.001 par value | 874,543 | 874,543 | D |
Explanation of responses
- F1The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire.
- F2Reflects a distribution of 32,653 shares of Class B Common Stock to Mr. Gershwind as an annuity payment from a Grantor Retained Annuity Trust of which the Reporting Person is the sole annuitant and trustee.
- F3Represents shares of Class B Common Stock held by trusts of which the Reporting Person is the sole annuitant and trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trusts.
- F4Represents shares of Class B Common Stock held by a trust of which the Reporting Person is a beneficiary and co-trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trust.
- F5Includes 32,653 shares of Class B Common Stock distributed to Mr. Gershwind as an annuity payment from a Grantor Retained Annuity Trust of which the Reporting Person is the sole annuitant and trustee.