SEC Form 4 · accession 0001003078-18-000041
MSC INDUSTRIAL DIRECT CO INC · MSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Peller
Director
Period of report
Jan 21, 2018
Accepted (ET)
Jan 23, 2018 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.001 par valueF1 | Jan 21, 2018 | M | 982 | $0.00 | A | 3,404 | D | |
| Class A Common Stock, $0.001 par valueF2 | Jan 21, 2018 | M | 38 | $0.00 | A | 3,442 | D | |
| Class A Common Stock, $0.001 par valueF3 | holding | — | — | — | 9,358 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSU)F1,F4 | — | Jan 21, 2018 | M | 982 | D | — | — | Class A Common Stock, $0.001 par value | 982 | 1,110 | D |
| Dividend Equivalent Units (DEU)F2 | — | Jan 21, 2018 | M | 38 | D | — | — | Class A Common Stock, $0.001 par value | 38 | 19 | D |
Explanation of responses
- F1Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- F2The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- F3Represents shares held in a trust, of which the Reporting Person's spouse is the sole beneficiary. The reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- F4982 of 1,964 RSUs granted on January 21, 2016 have vested on each of January 21, 2017 and January 21, 2018.