SEC Form 4 · accession 0001003078-16-000374
MSC INDUSTRIAL DIRECT CO INC · MSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven N Baruch
Officer — SVP, STRATEGY & MARKETING
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 12:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.001 par valueF1 | Nov 18, 2016 | M | 2,000 | $54.52 | A | 7,537 | D | |
| Class A Common Stock, $0.001 par valueF1 | Nov 18, 2016 | S | 2,000 | $84.46 | D | 5,537 | D | |
| Class A Common Stock, $0.001 par valueF1 | Nov 18, 2016 | S | 169 | $84.49 | D | 5,368 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F2,F3 | $54.52 | Nov 18, 2016 | M | 2,000 | D | — | Oct 18, 2017 | Class A Common Stock, $0.001 par value | 2,000 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the company's Associate Stock Purchase Plan.
- F2Represents options to purchase the Issuer's Class A Common Stock, $0.001 par value ("Common Stock").
- F3An option to purchase 5,730 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Incentive Plan. 1,432 shares of Common Stock became exercisable on each of October 19, 2011 and October 19, 2013. An additional 1,433 shares of Common Stock became exercisable on each of October 19, 2012 and October 19, 2014.