SEC Form 4 · accession 0001003078-16-000368
MSC INDUSTRIAL DIRECT CO INC · MSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Davanzo
Officer — SVP, Finance and Controller
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 11:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $0.001 par value | Nov 15, 2016 | M | 3,000 | $66.69 | A | 9,505 | D | |
| Class A Common Stock, $0.001 par value | Nov 15, 2016 | S | 3,000 | $83.50 | D | 6,505 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F1,F2 | $66.69 | Nov 15, 2016 | M | 3,000 | D | — | Oct 21, 2018 | Class A Common Stock, $0.001 par value | 3,000 | 3,881 | D |
Explanation of responses
- F1Represents options to purchase the Issuer's Class A Common Stock, $0.001 par value ("Common Stock").
- F2An option to purchase 6,881 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Incentive Plan. 1,720 shares of Common Stock became exercisable on each of October 21, 2012, October 21, 2013 and October 21, 2014. 1,721 shares of Common Stock became exercisable on October 21, 2015.