SEC Form 4 · accession 0000950142-18-001195
MSC INDUSTRIAL DIRECT CO INC · MSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell Jacobson
Director · 10% Owner
Period of report
May 17, 2018
Accepted (ET)
May 21, 2018 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 17, 2018 | C | 4,398 | — | A | 4,398 | D | |
| Class A Common StockF2 | May 17, 2018 | S | 4,398 | $94.91 | D | 0 | D | |
| Class A Common StockF1,F3 | May 17, 2018 | C | 4,398 | — | A | 4,398 | I | See Footnote |
| Class A Common StockF4,F3 | May 17, 2018 | S | 4,398 | $94.91 | D | 0 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | May 17, 2018 | C | 4,398 | D | — | — | Class A Common Stock | — | 1,902,121 | D |
| Class B Common StockF3,F1 | — | May 17, 2018 | C | 4,398 | D | — | — | Class A Common Stock | — | 2,813,861 | I |
| Class B Common StockF5,F1 | — | holding | — | — | — | — | — | Class A Common Stock | — | 1,603,103 | I |
Explanation of responses
- F1The Class B Common Stock is convertible immediately in a one-for-one basis into shares of Class A Common Stock and does not expire.
- F2The price shown in Column 4 is a weighted average sale price. The price range for the sales is $94.90 to $94.97. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Such shares, or trust interests in such shares, are owned by trusts for the benefit of the Reporting Person's son, of which the Reporting Person's spouse is a Trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trust.
- F4The price shown in Column 4 is a weighted average sale price. The price range for the sales is $94.90 to $94.97. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The Reporting Person may be deemed to beneficially own such shares as Settlor and Trustee of grantor retained annuity trusts and other trusts. The Reporting Person disclaims beneficial ownership of the shares held by such trusts.