SEC Form 4 · accession 0000950142-18-000076
MSC INDUSTRIAL DIRECT CO INC · MSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell Jacobson
Director · 10% Owner
Period of report
Jan 11, 2018
Accepted (ET)
Jan 16, 2018 · 7:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001003078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jan 11, 2018 | C | 39,752 | — | A | 39,752 | I | See Footnote |
| Class A Common StockF3,F2 | Jan 11, 2018 | S | 33,588 | $95.53 | D | 6,164 | I | See Footnote |
| Class A Common StockF4,F2 | Jan 11, 2018 | S | 6,164 | $96.53 | D | 0 | I | See Footnote |
| Class A Common StockF1,F2 | Jan 12, 2018 | C | 25,000 | — | A | 25,000 | I | See Footnote |
| Class A Common StockF5,F2 | Jan 12, 2018 | S | 24,288 | $96.02 | D | 712 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F7,F1 | — | Jan 11, 2018 | C | 39,752 | D | — | — | Class A Common Stock | — | 1,652,694 | I |
| Class B Common StockF2,F1 | — | Jan 12, 2018 | C | 25,000 | D | — | — | Class A Common Stock | — | 1,627,694 | I |
| Class B Common StockF6,F1 | — | holding | — | — | — | — | — | Class A Common Stock | — | 2,818,259 | I |
| Class B Common StockF7,F1 | — | holding | — | — | — | — | — | Class A Common Stock | — | 2,436,369 | D |
Explanation of responses
- F1The Class B Common Stock is convertible immediately in a one-for-one basis into shares of Class A Common Stock and does not expire.
- F2The Reporting Person may be deemed to beneficially own such shares as Settlor and Trustee of grantor retained annuity trusts and other trusts. The Reporting Person disclaims beneficial ownership of the shares held by such trusts.
- F3The price shown in Column 4 is a weighted average sale price. The price range for the sales is $95.21 to $96.00. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The price shown in Column 4 is a weighted average sale price. The price range for the sales is $96.33 to $96.76. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5The price shown in Column 4 is a weighted average sale price. The price range for the sales is $96.00 to $96.23. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6Such shares, or trust interests in such shares, are owned by trusts for the benefit of the Reporting Person's son, of which the Reporting Person's spouse is a Trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trust.
- F7The amounts shown in Column 9 of Table II reflect (in addition to the transactions described herein) changes in form of beneficial ownership that have occurred since the Reporting Person's prior report.