SEC Form 4 · accession 0001759504-18-000007
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stefan Ortmanns
Officer — EVP & GM Automotive Division
Period of report
Nov 30, 2018
Accepted (ET)
Dec 4, 2018 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2018 | F | 4,009 | $15.99 | D | 210,725 | D | |
| Common StockF2 | Dec 3, 2018 | S | 7,000 | $16.08 | D | 203,725 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F2These shares were sold pursuant to a 10b5-1 Sales Plan adopted on June 22, 2018.