SEC Form 4 · accession 0001759504-18-000004
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stefan Ortmanns
Officer — EVP & GM Automotive Division
Period of report
Nov 20, 2018
Accepted (ET)
Nov 23, 2018 · 11:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2018 | A | 8,543 | $0.001 | A | 204,719 | D | |
| Common Stock | Nov 20, 2018 | A | 1,260 | $0.001 | A | 205,979 | D | |
| Common Stock | Nov 20, 2018 | F | 558 | $15.87 | D | 205,421 | D | |
| Common Stock | Nov 20, 2018 | A | 1,781 | $0.001 | A | 207,202 | D | |
| Common Stock | Nov 20, 2018 | F | 799 | $15.87 | D | 206,403 | D | |
| Common Stock | Nov 20, 2018 | A | 1,806 | $0.001 | A | 208,209 | D | |
| Common Stock | Nov 20, 2018 | F | 811 | $15.87 | D | 207,398 | D | |
| Common Stock | Nov 20, 2018 | A | 2,552 | $0.001 | A | 209,950 | D | |
| Common Stock | Nov 20, 2018 | F | 1,165 | $15.87 | D | 208,785 | D | |
| Common Stock | Nov 20, 2018 | A | 1,428 | $0.001 | A | 210,213 | D | |
| Common Stock | Nov 20, 2018 | F | 632 | $15.87 | D | 209,581 | D | |
| Common Stock | Nov 20, 2018 | A | 2,018 | $0.001 | A | 211,599 | D | |
| Common Stock | Nov 20, 2018 | F | 911 | $15.87 | D | 210,688 | D | |
| Common Stock | Nov 20, 2018 | A | 840 | $0.001 | A | 211,528 | D | |
| Common Stock | Nov 20, 2018 | F | 372 | $15.87 | D | 211,156 | D | |
| Common Stock | Nov 20, 2018 | A | 1,187 | $0.001 | A | 212,343 | D | |
| Common Stock | Nov 20, 2018 | F | 525 | $15.87 | D | 211,818 | D | |
| Common Stock | Nov 20, 2018 | A | 2,226 | $0.001 | A | 214,044 | D | |
| Common Stock | Nov 20, 2018 | F | 1,010 | $15.87 | D | 213,034 | D | |
| Common Stock | Nov 20, 2018 | A | 3,147 | $0.001 | A | 216,181 | D | |
| Common Stock | Nov 20, 2018 | F | 1,447 | $15.87 | D | 214,734 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units that will vest 100% on November 30, 2018 issued pursuant to the FY2018 Bonus program.
- F2These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018.
- F3These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.