SEC Form 4 · accession 0001759340-18-000009
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur G. Giterman
Officer — SVP & Chief Accounting Officer
Period of report
Nov 20, 2018
Accepted (ET)
Nov 23, 2018 · 10:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2018 | A | 7,876 | $0.001 | A | 77,828 | D | |
| Common Stock | Nov 20, 2018 | A | 900 | $0.001 | A | 78,728 | D | |
| Common Stock | Nov 20, 2018 | F | 265 | $15.87 | D | 78,463 | D | |
| Common Stock | Nov 20, 2018 | A | 900 | $0.001 | A | 79,363 | D | |
| Common Stock | Nov 20, 2018 | F | 265 | $15.87 | D | 79,098 | D | |
| Common Stock | Nov 20, 2018 | A | 900 | $0.001 | A | 79,998 | D | |
| Common Stock | Nov 20, 2018 | F | 265 | $15.87 | D | 79,733 | D | |
| Common Stock | Nov 20, 2018 | A | 900 | $0.001 | A | 80,633 | D | |
| Common Stock | Nov 20, 2018 | F | 265 | $15.87 | D | 80,368 | D | |
| Common Stock | Nov 20, 2018 | A | 756 | $0.001 | A | 81,124 | D | |
| Common Stock | Nov 20, 2018 | F | 222 | $15.87 | D | 80,902 | D | |
| Common Stock | Nov 20, 2018 | A | 400 | $0.001 | A | 81,302 | D | |
| Common Stock | Nov 20, 2018 | F | 117 | $15.87 | D | 81,185 | D | |
| Common Stock | Nov 20, 2018 | A | 400 | $0.001 | A | 81,585 | D | |
| Common Stock | Nov 20, 2018 | F | 117 | $15.87 | D | 81,468 | D | |
| Common Stock | Nov 20, 2018 | A | 400 | $0.001 | A | 81,868 | D | |
| Common Stock | Nov 20, 2018 | F | 117 | $15.87 | D | 81,751 | D | |
| Common Stock | Nov 20, 2018 | A | 400 | $0.001 | A | 82,151 | D | |
| Common Stock | Nov 20, 2018 | F | 117 | $15.87 | D | 82,034 | D | |
| Common Stock | Nov 20, 2018 | A | 336 | $0.001 | A | 82,370 | D | |
| Common Stock | Nov 20, 2018 | F | 98 | $15.87 | D | 82,272 | D | |
| Common Stock | Nov 20, 2018 | A | 700 | $0.001 | A | 82,972 | D | |
| Common Stock | Nov 20, 2018 | F | 206 | $15.87 | D | 82,766 | D | |
| Common Stock | Nov 20, 2018 | A | 700 | $0.001 | A | 83,466 | D | |
| Common Stock | Nov 20, 2018 | F | 206 | $15.87 | D | 83,260 | D | |
| Common Stock | Nov 20, 2018 | A | 700 | $0.001 | A | 83,960 | D | |
| Common Stock | Nov 20, 2018 | F | 206 | $15.87 | D | 83,754 | D | |
| Common Stock | Nov 20, 2018 | A | 700 | $0.001 | A | 84,454 | D | |
| Common Stock | Nov 20, 2018 | F | 206 | $15.87 | D | 84,248 | D | |
| Common Stock | Nov 20, 2018 | A | 588 | $0.001 | A | 84,836 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units that will vest 100% on November 30, 2018 issued pursuant to the FY2018 Bonus program.
- F2These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018.
- F3These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.