SEC Form 4 · accession 0001608660-17-000009
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Schassler
Officer — Executive Vice President & Gen
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2017 | A | 11,453 | $0.001 | A | 164,442 | D | |
| Common Stock | Nov 29, 2017 | A | 50,000 | $0.001 | A | 214,442 | D | |
| Common Stock | Nov 29, 2017 | A | 31,903 | $0.001 | A | 246,345 | D | |
| Common Stock | Nov 29, 2017 | A | 39,878 | $0.001 | A | 286,223 | D | |
| Common Stock | Nov 29, 2017 | A | 4,470 | $0.001 | A | 290,693 | D | |
| Common Stock | Nov 29, 2017 | F | 14,576 | $16.37 | D | 276,117 | D | |
| Common Stock | Nov 29, 2017 | F | 18,221 | $16.37 | D | 257,896 | D | |
| Common Stock | Nov 29, 2017 | F | 2,042 | $16.37 | D | 255,854 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units that will vest 100% on December 1, 2017 issued pursuant to the FY2017 Bonus program.
- F2These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2017 and therefore, converted to time-based due to vest on September 30, 2018.
- F3These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2017.
- F4These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.