SEC Form 4 · accession 0001608660-16-000014
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Schassler
Officer — Executive Vice President & Gen
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | A | 8,416 | $16.79 | A | 231,668 | D | |
| Common Stock | Nov 22, 2016 | F | 2,617 | $16.79 | D | 229,051 | D | |
| Common Stock | Nov 22, 2016 | A | 33,665 | $16.79 | A | 262,716 | D | |
| Common Stock | Nov 22, 2016 | F | 10,469 | $16.79 | D | 252,247 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2016.
- F2These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.