SEC Form 4 · accession 0001505982-17-000018
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Bruce Bowden
Officer — Executive VP Corporate Strateg
Period of report
May 4, 2017
Accepted (ET)
May 8, 2017 · 8:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2017 | A | 3,822 | $17.91 | A | 190,042 | D | |
| Common Stock | May 4, 2017 | F | 1,240 | $17.91 | D | 188,802 | D | |
| Common Stock | May 4, 2017 | A | 22,818 | $17.91 | A | 211,620 | D | |
| Common Stock | May 4, 2017 | F | 7,404 | $17.91 | D | 204,216 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby the overachievement of targets defined by the Compensation Committee were deemed to be achieved for 1st half of fiscal year 2017.
- F2These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F3These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for 1st half of fiscal year 2017.