SEC Form 4 · accession 0001505982-16-000036
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Bruce Bowden
Officer — Executive VP Corporate Strateg
Period of report
Dec 1, 2016
Accepted (ET)
Dec 5, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2016 | S | 700 | $16.08 | D | 244,133 | D | |
| Common Stock | Dec 1, 2016 | S | 600 | $16.09 | D | 243,533 | D | |
| Common Stock | Dec 1, 2016 | S | 100 | $16.10 | D | 243,433 | D | |
| Common Stock | Dec 1, 2016 | S | 3,100 | $16.15 | D | 240,333 | D | |
| Common Stock | Dec 1, 2016 | S | 900 | $16.16 | D | 239,433 | D | |
| Common Stock | Dec 1, 2016 | S | 600 | $16.18 | D | 238,833 | D | |
| Common Stock | Dec 2, 2016 | F | 8,355 | $15.97 | D | 230,478 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 Sales Plan adopted on February 25, 2015.
- F2These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.