SEC Form 4 · accession 0001505982-16-000035
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Bruce Bowden
Officer — Executive VP Corporate Strateg
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | A | 7,255 | $16.79 | A | 217,190 | D | |
| Common Stock | Nov 22, 2016 | F | 3,416 | $16.79 | D | 213,774 | D | |
| Common Stock | Nov 22, 2016 | A | 5,936 | $16.79 | A | 219,710 | D | |
| Common Stock | Nov 22, 2016 | F | 2,795 | $16.79 | D | 216,915 | D | |
| Common Stock | Nov 22, 2016 | A | 17,590 | $16.79 | A | 234,505 | D | |
| Common Stock | Nov 22, 2016 | F | 8,284 | $16.79 | D | 226,221 | D | |
| Common Stock | Nov 22, 2016 | A | 35,180 | $16.79 | A | 261,401 | D | |
| Common Stock | Nov 22, 2016 | F | 16,568 | $16.79 | D | 244,833 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2016.
- F2These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.