SEC Form 4 · accession 0001505982-16-000034
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Bruce Bowden
Officer — Executive VP Corporate Strateg
Period of report
Nov 18, 2016
Accepted (ET)
Nov 22, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2016 | S | 4,000 | $17.00 | D | 198,195 | D | |
| Common Stock | Nov 18, 2016 | S | 500 | $17.01 | D | 197,695 | D | |
| Common Stock | Nov 18, 2016 | S | 2,000 | $17.0288 | D | 195,695 | D | |
| Common Stock | Nov 18, 2016 | S | 3,500 | $17.04 | D | 192,195 | D | |
| Common Stock | Nov 18, 2016 | A | 17,740 | $0.001 | A | 209,935 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 Sales Plan adopted on February 25, 2015.
- F2Grant of Restricted Stock Units that will vest 100% on December 2, 2016 issued pursuant to the FY2016 Bonus program.