SEC Form 4 · accession 0001505982-16-000033
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Bruce Bowden
Officer — Executive VP Corporate Strateg
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2016 | S | 6,000 | $15.00 | D | 164,195 | D | |
| Common Stock | Nov 15, 2016 | A | 38,000 | $0.001 | A | 202,195 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 Sales Plan adopted on February 25, 2015.
- F2Restricted stock units granted pursuant to the Nuance Communications, Inc. 2000 Stock plan. 8,000 shares will vest on 09/30/2017, 13,500 shares will vest on 09/30/2018 and 16,500 shares will vest on 09/30/2019.