SEC Form 4 · accession 0001505982-16-000031
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Bruce Bowden
Officer — Executive VP Corporate Strateg
Period of report
Sep 30, 2016
Accepted (ET)
Oct 4, 2016 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2016 | F | 11,295 | $14.50 | D | 178,195 | D | |
| Common Stock | Oct 3, 2016 | S | 4,000 | $14.45 | D | 174,195 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F2These shares were sold pursuant to a 10b5-1 Sales Plan adopted on February 25, 2015.