SEC Form 4 · accession 0001505982-16-000025
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Bruce Bowden
Officer — Executive VP Corporate Strateg
Period of report
Apr 25, 2016
Accepted (ET)
Apr 27, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 25, 2016 | A | 2,125 | $0.001 | A | 205,304 | D | |
| Common Stock | Apr 25, 2016 | F | 690 | $17.90 | D | 204,614 | D | |
| Common Stock | Apr 25, 2016 | A | 25,000 | $0.001 | A | 229,614 | D | |
| Common Stock | Apr 25, 2016 | F | 8,124 | $17.90 | D | 221,490 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby the overachievement of targets defined by the Compensation Committee were deemed to be achieved for 1st half of fiscal year 2016.
- F2These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F3These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2016.