SEC Form 4 · accession 0001505982-15-000018
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Bruce Bowden
Officer — Executive VP Corporate Strateg
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | F | 17,661 | $20.20 | D | 186,561 | D | |
| Common Stock | Nov 20, 2015 | A | 24,550 | $0.001 | A | 211,111 | D | |
| Common Stock | Nov 20, 2015 | F | 11,562 | $20.20 | D | 199,549 | D | |
| Common Stock | Nov 20, 2015 | A | 4,375 | $0.001 | A | 203,924 | D | |
| Common Stock | Nov 20, 2015 | F | 2,060 | $20.20 | D | 201,864 | D | |
| Common Stock | Nov 20, 2015 | A | 36,150 | $0.001 | A | 238,014 | D | |
| Common Stock | Nov 20, 2015 | F | 17,025 | $20.20 | D | 220,989 | D | |
| Common Stock | Nov 20, 2015 | A | 17,679 | $0.001 | A | 238,668 | D | |
| Common Stock | Nov 20, 2015 | A | 37,000 | $0.001 | A | 275,668 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to cover the tax liability due upon the vesting of a previously reported performance based restricted stock unit that was earned.
- F2These shares were issued pursuant to terms under a performance based restricted stock unit agreement which vested based on achievement of FY2015 performance targets.
- F3These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F4Grant of Restricted Stock Units that will vest 100% on December 4, 2015 issued pursuant to the FY2015 Bonus program.
- F5Restricted stock units granted pursuant to the Nuance Communications, Inc. 2000 Stock plan. 17,000 shares will vest on 09/30/2017 and 20,000 shares will vest on 09/30/2018.