SEC Form 4 · accession 0001455951-15-000005
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William T Robbins
Officer — Executive Vice President World
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | A | 33,437 | $0.001 | A | 216,680 | D | |
| Common Stock | Nov 20, 2015 | F | 12,732 | $20.20 | D | 203,948 | D | |
| Common Stock | Nov 20, 2015 | A | 15,312 | $0.001 | A | 219,260 | D | |
| Common Stock | Nov 20, 2015 | F | 7,989 | $20.20 | D | 211,271 | D | |
| Common Stock | Nov 20, 2015 | A | 16,185 | $0.001 | A | 227,456 | D | |
| Common Stock | Nov 20, 2015 | A | 63,250 | $0.001 | A | 290,706 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued pursuant to terms under a performance based restricted stock unit agreement which vested based on achievement of FY2015 performance targets.
- F2These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F3Grant of Restricted Stock Units that will vest 100% on December 4, 2015 issued pursuant to the FY2015 Bonus program.
- F4Restricted stock units granted pursuant to the Nuance Communications, Inc. 2000 Stock plan. 21,250 shares will vest on 09/30/2016, 22,000 shares will vest on 09/30/2017 and 20,000 shares will vest on 09/30/2018.