SEC Form 4 · accession 0001383680-19-000018
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvaro Monserrat
Officer — Executive Vice President & Gen
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2019 | F | 8,754 | $15.87 | D | 188,989 | D | |
| Common StockF1 | Jan 31, 2019 | F | 7,265 | $15.87 | D | 181,724 | D | |
| Common StockF2 | Jan 31, 2019 | A | 33,500 | $0.001 | A | 215,224 | D | |
| Common StockF1 | Jan 31, 2019 | F | 7,193 | $15.87 | D | 208,031 | D | |
| Common StockF1 | Jan 31, 2019 | F | 8,133 | $15.87 | D | 199,898 | D | |
| Common StockF3 | Feb 1, 2019 | A | 69,502 | $0.001 | A | 269,400 | D | |
| Common StockF1 | Feb 1, 2019 | F | 27,347 | $16.06 | D | 242,053 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F2These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2019.
- F3These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby the target defined by the Compensation Committee was deemed to be achieved.