SEC Form 4 · accession 0001383680-18-000033
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvaro Monserrat
Officer — Executive Vice President & Gen
Period of report
Nov 30, 2018
Accepted (ET)
Dec 4, 2018 · 8:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2018 | F | 5,576 | $15.99 | D | 217,743 | D | |
| Common Stock | Dec 4, 2018 | S | 100 | $16.00 | D | 217,643 | D | |
| Common Stock | Dec 4, 2018 | S | 1,100 | $16.01 | D | 216,543 | D | |
| Common Stock | Dec 4, 2018 | S | 2,500 | $16.02 | D | 214,043 | D | |
| Common Stock | Dec 4, 2018 | S | 800 | $16.03 | D | 213,243 | D | |
| Common Stock | Dec 4, 2018 | S | 300 | $16.035 | D | 212,943 | D | |
| Common Stock | Dec 4, 2018 | S | 1,500 | $16.04 | D | 211,443 | D | |
| Common Stock | Dec 4, 2018 | S | 100 | $16.045 | D | 211,343 | D | |
| Common Stock | Dec 4, 2018 | S | 2,300 | $16.05 | D | 209,043 | D | |
| Common Stock | Dec 4, 2018 | S | 400 | $16.055 | D | 208,643 | D | |
| Common Stock | Dec 4, 2018 | S | 2,600 | $16.06 | D | 206,043 | D | |
| Common Stock | Dec 4, 2018 | S | 100 | $16.065 | D | 205,943 | D | |
| Common Stock | Dec 4, 2018 | S | 4,700 | $16.07 | D | 201,243 | D | |
| Common Stock | Dec 4, 2018 | S | 200 | $16.075 | D | 201,043 | D | |
| Common Stock | Dec 4, 2018 | S | 2,300 | $16.08 | D | 198,743 | D | |
| Common Stock | Dec 4, 2018 | S | 700 | $16.09 | D | 198,043 | D | |
| Common Stock | Dec 4, 2018 | S | 300 | $16.10 | D | 197,743 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.