SEC Form 4 · accession 0001383680-18-000027
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Weideman
Officer — Executive Vice President & Gen
Period of report
Nov 20, 2018
Accepted (ET)
Nov 23, 2018 · 11:12 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2018 | A | 22,211 | $0.001 | A | 514,073 | D | |
| Common Stock | Nov 20, 2018 | F | 22,223 | $15.87 | D | 491,850 | D | |
| Common Stock | Nov 20, 2018 | A | 50,000 | $0.001 | A | 541,850 | D | |
| Common Stock | Nov 20, 2018 | A | 6,062 | $0.001 | A | 547,912 | D | |
| Common Stock | Nov 20, 2018 | F | 2,694 | $15.87 | D | 545,218 | D | |
| Common Stock | Nov 20, 2018 | A | 4,687 | $0.001 | A | 549,905 | D | |
| Common Stock | Nov 20, 2018 | F | 2,083 | $15.87 | D | 547,822 | D | |
| Common Stock | Nov 20, 2018 | A | 4,687 | $0.001 | A | 552,509 | D | |
| Common Stock | Nov 20, 2018 | F | 2,083 | $15.87 | D | 550,426 | D | |
| Common Stock | Nov 20, 2018 | A | 4,200 | $0.001 | A | 554,626 | D | |
| Common Stock | Nov 20, 2018 | F | 1,866 | $15.87 | D | 552,760 | D | |
| Common Stock | Nov 20, 2018 | A | 6,062 | $0.001 | A | 558,822 | D | |
| Common Stock | Nov 20, 2018 | F | 2,694 | $15.87 | D | 556,128 | D | |
| Common Stock | Nov 20, 2018 | A | 4,687 | $0.001 | A | 560,815 | D | |
| Common Stock | Nov 20, 2018 | F | 2,083 | $15.87 | D | 558,732 | D | |
| Common Stock | Nov 20, 2018 | A | 4,687 | $0.001 | A | 563,419 | D | |
| Common Stock | Nov 20, 2018 | F | 2,083 | $15.87 | D | 561,336 | D | |
| Common Stock | Nov 20, 2018 | A | 4,200 | $0.001 | A | 565,536 | D | |
| Common Stock | Nov 20, 2018 | F | 1,866 | $15.87 | D | 563,670 | D | |
| Common Stock | Nov 20, 2018 | A | 6,062 | $0.001 | A | 569,732 | D | |
| Common Stock | Nov 20, 2018 | F | 2,694 | $15.87 | D | 567,038 | D | |
| Common Stock | Nov 20, 2018 | A | 4,687 | $0.001 | A | 571,725 | D | |
| Common Stock | Nov 20, 2018 | F | 2,083 | $15.87 | D | 569,642 | D | |
| Common Stock | Nov 20, 2018 | A | 4,687 | $0.001 | A | 574,329 | D | |
| Common Stock | Nov 20, 2018 | F | 2,083 | $15.87 | D | 572,246 | D | |
| Common Stock | Nov 20, 2018 | A | 4,200 | $0.001 | A | 576,446 | D | |
| Common Stock | Nov 20, 2018 | F | 1,866 | $15.87 | D | 574,580 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units that will vest 100% on November 30, 2018 issued pursuant to the FY2018 Bonus program.
- F2These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F3These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018.