SEC Form 4 · accession 0001383680-18-000025
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alvaro Monserrat
Officer — Executive Vice President & Gen
Period of report
Nov 20, 2018
Accepted (ET)
Nov 23, 2018 · 11:02 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2018 | A | 14,173 | $0.001 | A | 204,831 | D | |
| Common Stock | Nov 20, 2018 | A | 9,843 | $0.001 | A | 214,674 | D | |
| Common Stock | Nov 20, 2018 | F | 2,747 | $15.87 | D | 211,927 | D | |
| Common Stock | Nov 20, 2018 | A | 3,600 | $0.001 | A | 215,527 | D | |
| Common Stock | Nov 20, 2018 | F | 876 | $15.87 | D | 214,651 | D | |
| Common Stock | Nov 20, 2018 | A | 6,300 | $0.001 | A | 220,951 | D | |
| Common Stock | Nov 20, 2018 | F | 1,533 | $15.87 | D | 219,418 | D | |
| Common Stock | Nov 20, 2018 | A | 5,156 | $0.001 | A | 224,574 | D | |
| Common Stock | Nov 20, 2018 | D | 1,255 | $15.87 | D | 223,319 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units that will vest 100% on November 30, 2018 issued pursuant to the FY2018 Bonus program.
- F2These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018.
- F3These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.