SEC Form 4 · accession 0001383680-18-000023
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel David Tempesta
Officer — Executive Vice President and C
Period of report
Nov 20, 2018
Accepted (ET)
Nov 23, 2018 · 10:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2018 | A | 4,000 | $0.001 | A | 484,732 | D | |
| Common Stock | Nov 20, 2018 | F | 1,777 | $15.87 | D | 482,955 | D | |
| Common Stock | Nov 20, 2018 | A | 6,250 | $0.001 | A | 489,205 | D | |
| Common Stock | Nov 20, 2018 | F | 2,777 | $15.87 | D | 486,428 | D | |
| Common Stock | Nov 20, 2018 | A | 6,250 | $0.001 | A | 492,678 | D | |
| Common Stock | Nov 20, 2018 | F | 2,777 | $15.87 | D | 489,901 | D | |
| Common Stock | Nov 20, 2018 | A | 4,200 | $0.001 | A | 494,101 | D | |
| Common Stock | Nov 20, 2018 | F | 1,866 | $15.87 | D | 492,235 | D | |
| Common Stock | Nov 20, 2018 | A | 5,400 | $0.001 | A | 497,635 | D | |
| Common Stock | Nov 20, 2018 | F | 2,400 | $15.87 | D | 495,235 | D | |
| Common Stock | Nov 20, 2018 | A | 5,000 | $0.001 | A | 500,235 | D | |
| Common Stock | Nov 20, 2018 | F | 2,222 | $15.87 | D | 498,013 | D | |
| Common Stock | Nov 20, 2018 | A | 33,333 | $0.001 | A | 531,346 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018.
- F2These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.