SEC Form 4 · accession 0001383680-18-000022
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel David Tempesta
Officer — Executive Vice President and C
Period of report
Nov 20, 2018
Accepted (ET)
Nov 23, 2018 · 10:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2018 | A | 19,990 | $0.001 | A | 467,653 | D | |
| Common Stock | Nov 20, 2018 | F | 14,815 | $15.87 | D | 452,838 | D | |
| Common Stock | Nov 20, 2018 | A | 6,250 | $0.001 | A | 459,088 | D | |
| Common Stock | Nov 20, 2018 | F | 2,777 | $15.87 | D | 456,311 | D | |
| Common Stock | Nov 20, 2018 | A | 6,250 | $0.001 | A | 462,561 | D | |
| Common Stock | Nov 20, 2018 | F | 2,777 | $15.87 | D | 459,784 | D | |
| Common Stock | Nov 20, 2018 | A | 4,200 | $0.001 | A | 463,984 | D | |
| Common Stock | Nov 20, 2018 | F | 1,866 | $15.87 | D | 462,118 | D | |
| Common Stock | Nov 20, 2018 | A | 5,400 | $0.001 | A | 467,518 | D | |
| Common Stock | Nov 20, 2018 | F | 2,400 | $15.87 | D | 465,118 | D | |
| Common Stock | Nov 20, 2018 | A | 5,000 | $0.001 | A | 470,118 | D | |
| Common Stock | Nov 20, 2018 | F | 2,222 | $15.87 | D | 467,896 | D | |
| Common Stock | Nov 20, 2018 | A | 1,250 | $0.001 | A | 469,146 | D | |
| Common Stock | Nov 20, 2018 | F | 555 | $15.87 | D | 468,591 | D | |
| Common Stock | Nov 20, 2018 | A | 1,250 | $0.001 | A | 469,841 | D | |
| Common Stock | Nov 20, 2018 | F | 555 | $15.87 | D | 469,286 | D | |
| Common Stock | Nov 20, 2018 | A | 840 | $0.001 | A | 470,126 | D | |
| Common Stock | Nov 20, 2018 | F | 373 | $15.87 | D | 469,753 | D | |
| Common Stock | Nov 20, 2018 | A | 1,080 | $0.001 | A | 470,833 | D | |
| Common Stock | Nov 20, 2018 | F | 480 | $15.87 | D | 470,353 | D | |
| Common Stock | Nov 20, 2018 | A | 1,000 | $0.001 | A | 471,353 | D | |
| Common Stock | Nov 20, 2018 | F | 444 | $15.87 | D | 470,909 | D | |
| Common Stock | Nov 20, 2018 | A | 5,000 | $0.001 | A | 475,909 | D | |
| Common Stock | Nov 20, 2018 | F | 2,222 | $15.87 | D | 473,687 | D | |
| Common Stock | Nov 20, 2018 | A | 5,000 | $0.001 | A | 478,687 | D | |
| Common Stock | Nov 20, 2018 | F | 2,222 | $15.87 | D | 476,465 | D | |
| Common Stock | Nov 20, 2018 | A | 3,360 | $0.001 | A | 479,825 | D | |
| Common Stock | Nov 20, 2018 | F | 1,493 | $15.87 | D | 478,332 | D | |
| Common Stock | Nov 20, 2018 | A | 4,320 | $0.001 | A | 482,652 | D | |
| Common Stock | Nov 20, 2018 | F | 1,920 | $15.87 | D | 480,732 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units that will vest 100% on November 30, 2018 issued pursuant to the FY2018 Bonus program.
- F2These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F3These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2018.