SEC Form 4 · accession 0001383680-18-000009
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel David Tempesta
Officer — Executive Vice President and C
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 30, 2018 | F | 5,889 | $17.12 | D | 323,994 | D | |
| Common StockF1 | Sep 30, 2018 | F | 9,849 | $17.12 | D | 314,145 | D | |
| Common StockF1 | Sep 30, 2018 | F | 1,472 | $17.12 | D | 312,673 | D | |
| Common StockF1 | Sep 30, 2018 | F | 7,362 | $17.12 | D | 305,311 | D | |
| Common StockF2 | Oct 1, 2018 | S | 3,777 | $17.351 | D | 301,534 | D | |
| Common StockF2 | Oct 1, 2018 | S | 5,223 | $17.35 | D | 296,311 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F2These shares were sold pursuant to a 10b5-1 Sales Plan adopted on May 29, 2018.