SEC Form 4 · accession 0001383680-17-000015
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel David Tempesta
Officer — Executive Vice President and C
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2017 | A | 9,163 | $0.001 | A | 241,374 | D | |
| Common Stock | Nov 29, 2017 | A | 7,500 | $0.001 | A | 248,874 | D | |
| Common Stock | Nov 29, 2017 | F | 3,528 | $16.37 | D | 245,346 | D | |
| Common Stock | Nov 29, 2017 | A | 15,260 | $0.001 | A | 260,606 | D | |
| Common Stock | Nov 29, 2017 | A | 15,260 | $0.001 | A | 275,866 | D | |
| Common Stock | Nov 29, 2017 | A | 22,890 | $0.001 | A | 298,756 | D | |
| Common Stock | Nov 29, 2017 | F | 7,176 | $16.37 | D | 291,580 | D | |
| Common Stock | Nov 29, 2017 | F | 7,176 | $16.37 | D | 284,404 | D | |
| Common Stock | Nov 29, 2017 | F | 1,792 | $16.37 | D | 282,612 | D | |
| Common Stock | Nov 29, 2017 | F | 10,766 | $16.37 | D | 271,846 | D | |
| Common Stock | Nov 29, 2017 | A | 3,815 | $0.001 | A | 275,661 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units that will vest 100% on December 1, 2017 issued pursuant to the FY2017 Bonus program.
- F2These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2017.
- F3These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.