SEC Form 4 · accession 0001383680-17-000014
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel David Tempesta
Officer — Executive Vice President and C
Period of report
Sep 30, 2017
Accepted (ET)
Oct 3, 2017 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2017 | F | 6,489 | $15.67 | D | 258,188 | D | |
| Common Stock | Sep 30, 2017 | F | 6,489 | $15.67 | D | 251,699 | D | |
| Common Stock | Sep 30, 2017 | F | 11,366 | $15.67 | D | 240,333 | D | |
| Common Stock | Sep 30, 2017 | F | 1,622 | $15.67 | D | 238,711 | D | |
| Common Stock | Oct 2, 2017 | S | 500 | $15.53 | D | 238,211 | D | |
| Common Stock | Oct 2, 2017 | S | 1,300 | $15.54 | D | 236,911 | D | |
| Common Stock | Oct 2, 2017 | S | 182 | $15.55 | D | 236,729 | D | |
| Common Stock | Oct 2, 2017 | S | 800 | $15.56 | D | 235,929 | D | |
| Common Stock | Oct 2, 2017 | S | 100 | $15.57 | D | 235,829 | D | |
| Common Stock | Oct 2, 2017 | S | 3,118 | $15.60 | D | 232,711 | D | |
| Common Stock | Oct 2, 2017 | S | 200 | $15.61 | D | 232,511 | D | |
| Common Stock | Oct 2, 2017 | S | 200 | $15.64 | D | 232,311 | D | |
| Common Stock | Oct 2, 2017 | S | 100 | $15.69 | D | 232,211 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F2These shares were sold pursuant to a 10b5-1 Sales Plan adopted on February 17, 2017.