SEC Form 4 · accession 0001383680-16-000019
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel David Tempesta
Officer — Executive Vice President and C
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | A | 27,045 | $16.79 | A | 305,436 | D | |
| Common Stock | Nov 22, 2016 | F | 12,737 | $16.79 | D | 292,699 | D | |
| Common Stock | Nov 22, 2016 | A | 28,765 | $16.79 | A | 321,464 | D | |
| Common Stock | Nov 22, 2016 | F | 13,547 | $16.79 | D | 307,917 | D | |
| Common Stock | Nov 22, 2016 | A | 24,930 | $16.79 | A | 332,847 | D | |
| Common Stock | Nov 22, 2016 | F | 11,741 | $16.79 | D | 321,106 | D | |
| Common Stock | Nov 22, 2016 | A | 9,588 | $16.79 | A | 330,694 | D | |
| Common Stock | Nov 22, 2016 | F | 4,515 | $16.79 | D | 326,179 | D | |
| Common Stock | Nov 22, 2016 | A | 1,749 | $16.79 | A | 327,928 | D | |
| Common Stock | Nov 22, 2016 | F | 823 | $16.79 | D | 327,105 | D | |
| Common Stock | Nov 22, 2016 | A | 19,177 | $16.79 | A | 346,282 | D | |
| Common Stock | Nov 22, 2016 | F | 8,257 | $16.79 | D | 338,025 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2016.
- F2These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.