SEC Form 4 · accession 0001383680-15-000012
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel David Tempesta
Officer — Executive Vice President and C
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | F | 5,456 | $20.20 | D | 192,684 | D | |
| Common Stock | Nov 20, 2015 | A | 23,812 | $0.001 | A | 216,496 | D | |
| Common Stock | Nov 20, 2015 | F | 11,214 | $20.20 | D | 205,282 | D | |
| Common Stock | Nov 20, 2015 | A | 7,500 | $0.001 | A | 212,782 | D | |
| Common Stock | Nov 20, 2015 | F | 3,532 | $20.20 | D | 209,250 | D | |
| Common Stock | Nov 20, 2015 | A | 15,687 | $0.001 | A | 224,937 | D | |
| Common Stock | Nov 20, 2015 | A | 15,000 | $0.001 | A | 239,937 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were withheld by the Company to cover the tax liability due upon the vesting of a previously reported performance based restricted stock unit that was earned.
- F2These shares were issued pursuant to terms under a performance based restricted stock unit agreement which vested based on achievement of FY2015 performance targets.
- F3These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
- F4Grant of Restricted Stock Units that will vest 100% on December 4, 2015 issued pursuant to the FY2015 Bonus program.
- F5Restricted stock units granted pursuant to the Nuance Communications, Inc. 2000 Stock plan. 5,000 shares will vest on 09/30/2016, 5,000 shares will vest on 09/30/2017 and 5,000 will vest on 09/30/2018.