SEC Form 4 · accession 0001364095-17-000008
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth M Siegel
Officer — EVP & Chief Legal Officer
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 7:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2017 | A | 9,163 | $0.001 | A | 57,918 | D | |
| Common Stock | Nov 29, 2017 | A | 688 | $0.001 | A | 58,606 | D | |
| Common Stock | Nov 29, 2017 | A | 17,504 | $0.001 | A | 76,110 | D | |
| Common Stock | Nov 29, 2017 | A | 4,375 | $0.001 | A | 80,485 | D | |
| Common Stock | Nov 29, 2017 | F | 258 | $16.37 | D | 80,227 | D | |
| Common Stock | Nov 29, 2017 | F | 6,575 | $16.37 | D | 73,652 | D | |
| Common Stock | Nov 29, 2017 | F | 1,642 | $16.37 | D | 72,010 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units that will vest 100% on December 1, 2017 issued pursuant to the FY2017 Bonus program.
- F2These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2017.
- F3These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.