SEC Form 4 · accession 0001364095-16-000010
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth M Siegel
Officer — EVP & Chief Legal Officer
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2016 | S | 300 | $15.73 | D | 79,654 | D | |
| Common Stock | Dec 6, 2016 | S | 100 | $15.74 | D | 79,554 | D | |
| Common Stock | Dec 6, 2016 | S | 800 | $15.76 | D | 78,754 | D | |
| Common Stock | Dec 6, 2016 | S | 800 | $15.77 | D | 77,954 | D | |
| Common Stock | Dec 6, 2016 | S | 150 | $15.79 | D | 77,804 | D | |
| Common Stock | Dec 6, 2016 | S | 300 | $15.80 | D | 77,504 | D | |
| Common Stock | Dec 6, 2016 | S | 500 | $15.82 | D | 77,004 | D | |
| Common Stock | Dec 6, 2016 | S | 500 | $15.84 | D | 76,504 | D | |
| Common Stock | Dec 6, 2016 | S | 200 | $15.85 | D | 76,304 | D | |
| Common Stock | Dec 6, 2016 | S | 1,700 | $15.87 | D | 74,604 | D | |
| Common Stock | Dec 6, 2016 | S | 629 | $15.88 | D | 73,975 | D | |
| Common Stock | Dec 6, 2016 | S | 500 | $15.90 | D | 73,475 | D | |
| Common Stock | Dec 6, 2016 | S | 850 | $15.78 | D | 72,625 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 Sales Plan adopted on August 24, 2016.