SEC Form 4 · accession 0001364095-16-000008
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth M Siegel
Officer — EVP & Chief Legal Officer
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2016 | S | 1,300 | $16.68 | D | 89,494 | D | |
| Common Stock | Nov 28, 2016 | S | 400 | $16.69 | D | 89,094 | D | |
| Common Stock | Nov 28, 2016 | S | 100 | $16.70 | D | 88,994 | D | |
| Common Stock | Nov 28, 2016 | S | 1,600 | $16.71 | D | 87,394 | D | |
| Common Stock | Nov 28, 2016 | S | 100 | $16.72 | D | 87,294 | D | |
| Common Stock | Nov 28, 2016 | S | 1,043 | $16.73 | D | 86,251 | D | |
| Common Stock | Nov 28, 2016 | S | 600 | $16.74 | D | 85,651 | D | |
| Common Stock | Nov 28, 2016 | S | 800 | $16.75 | D | 84,851 | D | |
| Common Stock | Nov 28, 2016 | S | 100 | $16.76 | D | 84,751 | D | |
| Common Stock | Nov 28, 2016 | S | 200 | $16.77 | D | 84,551 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 Sales Plan adopted on August 24, 2016.