SEC Form 4 · accession 0001364095-16-000007
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth M Siegel
Officer — EVP & Chief Legal Officer
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 22, 2016 | A | 4,696 | $16.79 | A | 80,832 | D | |
| Common Stock | Nov 22, 2016 | F | 1,764 | $16.79 | D | 79,068 | D | |
| Common Stock | Nov 22, 2016 | A | 18,784 | $16.79 | A | 97,852 | D | |
| Common Stock | Nov 22, 2016 | F | 7,058 | $16.79 | D | 90,794 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2016.
- F2These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.