SEC Form 4 · accession 0001218330-15-000003
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine A Martin
Director
Period of report
May 26, 2015
Accepted (ET)
May 28, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2015 | M | 12,300 | $7.80 | A | 138,300 | D | |
| Common Stock | May 26, 2015 | S | 12,300 | $16.90 | D | 126,000 | D | |
| Common Stock | May 26, 2015 | M | 33 | $7.80 | A | 126,033 | D | |
| Common Stock | May 26, 2015 | S | 33 | $16.78 | D | 126,000 | D | |
| Common Stock | May 26, 2015 | M | 2,667 | $7.80 | A | 128,667 | D | |
| Common Stock | May 26, 2015 | S | 2,667 | $16.77 | D | 126,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $7.80 | May 26, 2015 | M | 12,300 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 12,300 | 2,700 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | May 26, 2015 | M | 33 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 33 | 2,667 | D |
| Non-Qualified Stock Option (right to buy) | $7.80 | May 26, 2015 | M | 2,667 | D | Jan 3, 2007 | Jan 3, 2016 | Common Stock | 2,667 | 0 | D |
Explanation of responses
- F1These shares were sold pursuant to a 10b5-1 Sales Plan adopted on February 23, 2015.