SEC Form 4 · accession 0001218326-17-000014
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Weideman
Officer — Executive Vice President & Gen
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2017 | A | 11,453 | $0.001 | A | 323,943 | D | |
| Common Stock | Nov 29, 2017 | A | 225 | $0.001 | A | 324,168 | D | |
| Common Stock | Nov 29, 2017 | F | 117 | $16.37 | D | 324,051 | D | |
| Common Stock | Nov 29, 2017 | A | 11,777 | $0.001 | A | 335,828 | D | |
| Common Stock | Nov 29, 2017 | F | 6,143 | $16.37 | D | 329,685 | D | |
| Common Stock | Nov 29, 2017 | A | 11,777 | $0.001 | A | 341,462 | D | |
| Common Stock | Nov 29, 2017 | F | 6,143 | $16.37 | D | 335,319 | D | |
| Common Stock | Nov 29, 2017 | A | 11,777 | $0.001 | A | 347,096 | D | |
| Common Stock | Nov 29, 2017 | F | 6,143 | $16.37 | D | 340,953 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units that will vest 100% on December 1, 2017 issued pursuant to the FY2017 Bonus program.
- F2These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2017.
- F3These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.