SEC Form 4 · accession 0001218326-17-000013
Nuance Communications, Inc. · NUAN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Ricci
Officer — Chief Executive Officer · Director
Period of report
Nov 29, 2017
Accepted (ET)
Dec 1, 2017 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001002517
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2017 | A | 36,652 | $0.001 | A | 987,248 | D | |
| Common Stock | Nov 29, 2017 | A | 21,655 | $0.001 | A | 1,008,903 | D | |
| Common Stock | Nov 29, 2017 | F | 11,298 | $16.37 | D | 997,605 | D | |
| Common Stock | Nov 29, 2017 | A | 429,869 | $0.001 | A | 1,427,474 | D | |
| Common Stock | Nov 29, 2017 | F | 224,290 | $16.37 | D | 1,203,184 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of Restricted Stock Units that will vest 100% on December 1, 2017 issued pursuant to the FY2017 Bonus program.
- F2These shares are pursuant to a performance-based restricted stock unit agreement with the company whereby targets defined by the Compensation Committee were deemed to be achieved for fiscal year 2017.
- F3These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.